Investment Compliance Health Check

Asset managers, asset management companies and custodian banks regularly discover that their tools include no longer current or relevant legacy data, logics, functions and rules from older requirements.

Redundancies and inconsistencies arise from lack of documentation and transparency. It is often not clear whether all regulatory requirements have been implemented as required by legislature. In addition, it is not always clear which risks arise from the implementation of those parts of fund contracts that are subject to monitoring and how to remove weaknesses once identified.

We provide quick analyses and rectifications. Through simplifying the complexity in monitoring and increasing transparency, we can increase the daily output.