Our competencies in detail

Country-Specific Rules and Regulations

D, LUX, CH, AT, IRL, GB, FR, IT, GR, LI, USA, JP, TW


Topical Rules and Regulations:

KAGB (German Investment Act), AIFMD, UCITS, DerivateV (Derivatives Regulation), German Insurance Supervision Act (VAG) with Investment Regulation (AnIV) and Circular, GroMiKV (Regulation governing large exposures and loans), SpkVO (German Mutual Savings Bank Act), Eligible Assets, US Inv. Comp. Act of 1940, Pension Fund Act


Practice Makes Perfect

  • > 50,000 agreements/contracts in investment compliance implemented
  • Reliable interpretation and implementation of regulatory and contractual restrictions
  • Reduced error rates during monitoring

Implementing Rules and Regulations in Pre-trade and Ex-post Compliance

  • Creation of synergies in implementing and maintaining several rules and regulations
  • Fully independent operational and technical implementation

Implementing Contractual Investment Guidelines in Ex-post Compliance

  • Investment agreement interpretation and implementation
  • Control over a large amount of restrictions through the application of meta concepts
  • Design and implementation of standards for investment compliance systems, e.g. structuring of rules, asset classes, consideration of asset category specifics in mapping the system

Please contact Alexander Kazlou for further information. 
Email: akazlou@averroesconcept.de