Regulatory Intelligence Service (RIS)

Seamless staying on top of regulatory events in the Asset Management

  • Currently, about 100 regulatory sources are monitored in 17 regulatory regimes, and the trend is upward.
  • Monitoring of flagship developments starting from initiation and consultation phases.
  • Overviews / summaries on regulatory events incl. timelines, impact assessment, priorities.
  • Includes quasi-regulatory bodies like AM industry organisations and selected court decisions.
  • Specialised infrastructure for bullet-proof screening of sources, logging and processing of regulatory events.
  • Active regular push of regulatory intelligence information.
  • Subscription-based scope definition.
  • Standard reports on single events as well as monthly summaries
  • customized screening and analyses, depending on e. g. your AM business models, your investor groups, your fund types, etc.

Benefits

  • Minimizing your efforts to monitoring regulatory changes.
  • Minimizing your efforts of audit-proof documentation of regulatory changes.
  • Certainty of not missing relevant regulatory changes or identifying such too late – which reduces regulatory risk and gives you more time for implementation of requirements.
  • You focus on high-added value activities and the specifics of your organisation (implementation of regulatory requirements). We take care of time consuming tasks like screening of sources and classification of regulatory events.
  • Seamless feed of regualtory events for further distribution within your organisation and AM applications.
  • For non-core regulatory regimes, both geographic and topic-wise: still staying on top of all happenings, regardless of low overall expertise / presence in these regulatory regimes.
  • Opportunity to revert to the Averroes team for the exchange of opinions, interpretations, implementation paths.

Please contact Armin Jacobi for further information.
E-Mail: ajacobi@averroesconcept.de